FEE-ONLY FINANCIAL ADVISOR
Orange County, CA

Regatta Research & Money Management family is looking for fee-only Financial Advisors to join one of the one of the fastest growing and nationally recognized RIAs in the country.

As a Financial Advisor you will provide your clients with client first, fee-only financial planning and wealth management services.

Financial Advisors at Regatta also have the option to provide our in house research and portfolio management services to CPA firms, institutions, and other RIAs in order to build your book of business.

For a complete description of the extremely attractive compensation package and list of services that Regatta Research offers to Financial Advisors who join our team, please click here. Provide a link to Regatta for Advisors. You can also click 20 Reasons Why Regatta Research Should Be Your Home.

Qualifications for Employment as a Regatta Financial Advisor

Regatta Research looks for certain "markers" that indicate a high probability of success with our firm.

• Rising success and income
• Increasing responsibility
• Stable employment history
• Long-term focus
• Team approach
• Highly ethical - Clean U-4 and no history of compliance issues
• Community involvement
• Leadership skills
• Self-starter
• A sprit of entrepreneurship
• Strong worth ethic
• Networking and public speaking skills
• Desire to obtain advanced designations, such as CFA and CFP

Regatta Research requires a minimum of 5 million in transferable assets under management to Regatta Research. Experienced advisors with advanced degrees are preferred, but not required.

Required documentation includes:

• W-2s from last two years
• Latest pay stub with year to date earnings
• Commission reports for the last two years
• List of client assets
• Current production breakdown

E-mail your Resume to: careers@regattaresearch.com

The strictest standard of confidentially is applied to all communications.

REGATTA RESEARCH IS AN EQUAL OPPORTUNITY EMPLOYER